† The term “fiduciary” refers to obligations arising under the Investment Advisers Act of 1940. Clareos Financial Inc. (“Clareos”) is pending registration as an investment adviser with the U.S. Securities and Exchange Commission. Upon registration, Clareos will be bound by the fiduciary standard. All investment recommendations generated by the platform will be subject to ongoing compliance review and oversight by a designated compliance officer. SEC registration does not imply a certain level of skill or training. Advisory services will only be provided upon completion of applicable regulatory requirements.
Information presented on this website is for informational purposes only and does not constitute investment advice, a recommendation, or an offer to buy or sell any securities. All investing involves risk, including the possible loss of principal. Past performance is not indicative of future results.
Clareos acts as investment adviser with discretionary authority over client accounts. All client funds and securities are held by qualified third-party custodians that are SEC-registered broker-dealers and members of FINRA and SIPC. Clareos does not take custody of client assets. SIPC protects against the loss of cash and securities held at a member brokerage, up to $500,000 (including $250,000 for cash claims). SIPC does not protect against market losses. For details on our custodial arrangements, please refer to our Form ADV, which will be made available upon registration.
Clareos Financial Inc. is incorporated in the State of Delaware. Our designated compliance officer can be reached at [email protected].